Tim has seventeen years of experience in the financial services industry, with a substantial background in managing all aspects of securities operations. Prior to joining Sovereign Advisers, he served as a Vice President of Securities Operations at Wafra Investment Advisory Group, where his main responsibilities included cash management, trade processing and settlement, and managing brokerage accounts. Tim holds his Series 7 & 63 Securities Licenses and has a BS of Finance from the New York Institute of Technology.
His primary responsibilities at Sovereign Advisers are managing all areas of the Operations and Compliance team and working closely with senior management and portfolio management to evaluate and streamline procedures for meeting efficient operational goals.
